Sunday, May 05, 2019

Just Posted: Discussion Draft--"Popular Participation in the Constitution of the Illiberal State—An Empirical Study of Popular Engagement and Constitutional Reform in Cuba and the Contours of Cuban Socialist Democracy 2.0"

(Pix © Larry Catñá Backer 2017)




Is it possible to speak of democracy in illiberal states? Is it possible to develop a space for popular participation in a Party-State political system? Can such civic spaces exist beyond the direct control and management of the Party-State apparatus? Might it have some effect especially where a society is asked to reform its constitutional order?

These are the questions that Flora Sapio, James Korman and I undertake in an empirical study of the contours of popular participation in the recently concluded Cuban Constitutional Reform Project. Popular participation in the 2019 Cuban constitutional reform efforts actually takes three forms. Two of them are formal and Party-State driven. These consisted of the formal system to deliver comments and reactions to the drafts of the revised constitution circulated to the general population after review and revision by PCC and State.

The third of them, the object of our study, was both informal and popularly driven. Perhaps the most important element of popular participation in the 2019 Cuban constitutional reform debate, the quite vigorous popular debates about Cuban constitutional reform occurred outside the structures of the Party and State organs. These debates took place in cyber space and among an active and politically engaged segment of the population, one with strong connections to the Cuban diaspora community. More importantly, it represented an engagement that took place within the established structures of Party-State organs of mass communication—its on-line news and information portals, as well as tolerated mass communication sites, notably Facebook. We use data from government web sites, the official reports, and social media sites to examine the contours of participation, its constitution, and its limitations. We intend to develop from the analysis of four distinct data sets a clearer understanding of the nature of popular participation. We then considers consequences and applications both within Cuba and beyond.


We post here the discussion draft of that study, Popular Participation in the Constitution of the Illiberal State—An Empirical Study of Popular Engagement and Constitutional Reform in Cuba and the Contours of Cuban Socialist Democracy 2.0. A more elegant final version with footnotes will follow.  At this point we are interested in comments, suggestions, and engagement from those interested.  The Abstract follows below. 








 Popular Participation in the Constitution of the Illiberal State—An Empirical Study of Popular Engagement and Constitutional Reform in Cuba and the Contours of Cuban Socialist Democracy 2.0

Larry Catá Backer[1]

Flora Sapio[2]

James Korman[3]


Abstract: This article seeks to consider the issues of democratic self-constitution in illiberal states. To that end it focuses on the current process of constitutional revision in Cuba, a traditional Marxist-Leninist State in the process of self-transformation. For the last several years Cuba has been in the midst of a quite public national effort at reform. Those reforms to the organizing political and economic theory of the state then produced a move to restructure the 1976 national constitution (last revised in 2002) to reflect these reforms. In both cases, the PCC and the state apparatus attempted to invoke the core mechanics of popular participation even as it sought to manage that participation under the leadership of the PCC and popular representatives in national institutions. The Cuban experiment in constitutional reformation presents some unique elements. It may also point to the development of the collectivist premises on which the Cuban political order is might be used to structure democratic mechanisms that might have application in other in Party-State systems. Popular participation in the 2019 Cuban constitutional reform efforts actually takes three forms. Two of them are formal and Party-State driven. These consisted of the formal system to deliver comments and reactions to the drafts of the revised constitution circulated to the general population after review and revision by PCC and State (Asamblea Nacional) organs. The third of them, and the object of this article, was both informal and popularly driven. Perhaps the most important element of popular participation in the 2019 Cuban constitutional reform debate, the quite vigorous popular debates about Cuban constitutional reform occurred outside the structures of the Party and State organs. These debates took place in cyber space and among an active and politically engaged segment of the population, one with strong connections to the Cuban diaspora community. This article suggests that it may be possible to begin to understand the form, practice, character and influence of these new and emerging modalities of popular participation through a close empirical study. Part II provides a brief conceptual and historical context. That context is necessary for several reasons. Parts III and IV then move from the examination of the transforming contours of the normative structures of the Cuban system to an empirical analysis of the expression of normative change on that ground. Part III introduces the study and its methodology. We use data from government web sites, the official reports, and social media sites to examine the contours of participation, its constitution, and its limitations. We intend to develop from the analysis of four distinct data sets a clearer understanding of the nature of popular participation. Part IV then considers consequences and applications both within Cuba and beyond.



[1] Member, Coalition for Peace and Ethics Working Group on Cuba; W. Richard and Mary Eshelman Faculty Scholar Professor of Law and International Affairs, Pennsylvania State University | 239 Lewis Katz Building, University Park, PA.


[2] Member, Coalition for Peace and Ethics Working Group on Cuba, Università degli Studi di Napoli “Orientale” (Italy).


[3] Member, Coalition for Peace and Ethics Working Group on Cuba, Penn State School if International Affairs (MIA 2019).

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