Showing posts with label European Court Human Rights. Show all posts
Showing posts with label European Court Human Rights. Show all posts

Sunday, May 17, 2026

Announcing Publication of 5th Edition of Ravitch & Backer, Law & Religion: Cases and Materials (West Academic)

 

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My friend and colleague Frank Ravitch (Professor of Law & Walter H. Stowers Chair of Law and Religion, Director Kyoto Japan Program) and I are putting the finishing touches on the 5th edition of our book--Law & Religion: Cases and Materials (West Academic;  ISBN: 979-8-31770-113-0), which should be available ion early August 2026. 

It is, indeed a quite interesting time, for matters of law and religion. That interest is not confined to the United States, where the arc of jurisprudence development that spanned almost a century and was thought by some to be inevitable and permanent is proving to be neither--to the chagrin of those heavily invested (normatively and otherwise) and who, like their colleagues who been in this position since at least 1947, have rallied around the principles and cognitive frameworks of the old jurisprudence to save what they can and to prepare the way not just for its triumphant return but for its further elaboration . . . eventually. For now they now increasingly serve as dissenting voices to what is emerging. But this is not merely a unique "American problem." The jurisprudence is being reshaped in Europe, Africa, Latin America and other places as they confront the challenges of readjusting jurisprudence to fit within the emerging realities of their respective demographics and political choices. And both theocracy and atheism remain, as ever, a globally viable force.

For the student, challenges may have three dimensions. The first is to study the peculiarities (norms and jurisprudential trajectories) of their domestic legal-constitutional order. The second is to situate that jurisprudence within the larger discussions of the relationship of law and religion in other states. And the third is to try top grasp the way that the issue has escaped out from its traditional state-legal borders to become an issue of internal law and norm making.  

The materials are divided with that in mind. Frank Ravitch has taken the laboring oar on the U.S. domestic legal ordering of law and religion. The books first 6 chapters are devoted to the study of the U.S: constitutional ordering of the usually fragile and changeable relationship between the State and its many religions. I have taken on the international aspects viewed through the lens of the developments in the U.S., as is appropriate for or our U.S. based students. I start easy--Chapter 7 focuses on religion as systems of norms and rules, as legal-moral systems with their own institutions, and jurisprudence, both of which vary widely and considers some of the ways in which those religious-institutional-legal systems interact with public law. Chapter 8 is devoted to constructing the analytical comparative framework through a deeper dive into one area of law and religion--the right to wear or display religious apparel. Chapter 9 then considers law and religion more broadly outside the US. and introduces students to international law and norm making, with a focus on the work of the regional human rights courts in Africa, Latin America and Europe.  

I have included the Summary Table of contents and the (almost final) Introduction to Part 2 of the Book.  

Friday, January 10, 2025

Some Form of the National Security State Comes to Europe?: "Does the Commission Cross the Rubicon? Legalising ‘Pushbacks’ on the Basis of Article 72 TFEU"

 

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Perhaps it was inevitable, though twenty years ago  it might have seemed incredible.   States have always reserved to themselves the right to take measures to protect their national security.  By the 1990s, that national security exception, in many places, including the E.U. appeared to be shrinking to the point where it might have been thought to become vestigial.  Courts in OECD states and in political collectives like the EU, continued a process of revaluing the value of national security. That was possible given the normative tenor of the times--one that saw as almost inevitable the closer integration of a global community under the aegis of shared economic and human rights values. This global convergence suggested  national security as both an anomaly and as an instrument of reactionary forces. Certainly it might still be possible to successfully interpose national security as an exception, but national security  would not be valued as highly as other competing policies--integration, convergence, international law and comity, and the universalizing presumptions of human rights and economic regimes. That certainly appeared to be the case of the evolving jurisprudence of national security within the EU and in the European Court of Human Rights.

All of the started to change in noticeable ways  after the financial crisis of the first decade of the 21st century.  At first it was barely noticed in the core of "convergence land."  But it became more and more important  among Marxist-Leninist States, post-colonial and developing states, and eventually the United States, though in each case for sometimes vastly different reasons and to support vastly different projects. National security could come to mean the protection of social stability, it could be aligned with the needs of development, it could be asserted to protect cultural and social norms against homogenization (even if that homogenization was code for international normative projects sourced in the New York and Geneva international establishments). And it could mean the preservation of national capacity to defend itself against attack.  From after the start of the Russo-Ukrainian War in 2014, and with it the evolution of warfare as practiced (rather than as theory), the understanding of all of these concepts changed and expanded to suit the realities emerging as a function of technology and the instrumentalization of virtually every aspect of social relations as a means of offensively projecting power into a foreign state. 

Every region experienced this change differently.  For the U.S. it focused on tech and multi-use of products that could be used against U.S. interests; for China it centered on the protection of information and the integrity of its political-economic order against external threat; for much of the post-colonial world it centered on a variety of threats, internal and external. In each of these cases a more robust assertion of national security to justify counter measures and national security infused policy could run up against the older jurisprudence and expectation of the use and limits of national security.

In Europe, the tender underbelly of national security might be migration (which presents itself differently than in the US).  The emerging issues were quite effectively considered in a a short but quite interesting essay, Daniel Thym, 'Does the Commission Cross the Rubicon? Legalising ‘Pushbacks’ on the Basis of Article 72 TFEU,' published 10 January 2025 in EU Immigration and Asylum Law and Policy Droit et Politique de l'Immigration et de l'Asile de l'UE (with thanks to my friend and colleague Francisco Javier Zamora Cabot,  Emeritus Professor of Private International Law, Universitat Jaume I for the reference). The article is reproduced below and is well worth a read, especially for its excellent job of sketching out the European context of what appears more clearly as a global trend. What makes the European context especially interesting is the way that these changes affect a substantially large ecology of regulation, constitutional and quasi-constitutional rules and norms, and the remedial mechanisms (including the standards) used to define and protect rights that may be adversely affected by assertions of national security to justify deviations from general rules or expectations. Thym concludes, quite correctly, 

Even if the ECtHR’s Grand Chamber found pushbacks to be legal, Member States would not be free. Governments would have to convince the Court of Justice that the strict requirements of Article 72 TFEU are being complied with and that the interference with the right to asylum fulfils the requirements set out in Article 52(1) of the Charter. Exceptions must be ‘provided for by law’, rather than being simple administrative practices. This double assessment leaves judges multiple options to limit state discretion. Exceptions must be ‘provided for by law’, rather than being simple administrative practices, to comply with Article 52(1) of the Charter. The CJEU might also conclude, like in the judgment on Lithuania, that border procedures are enough to respond to security concerns or that the derogations in the future Crisis and Force Majeure Regulation are sufficient.

The final analysis might boil down to a proportionality test and the necessity of drastic state measures, both under Article 72 TFEU and Article 52(1) of the Charter. Judges may instruct Member States to exempt specific categories of persons, such as minors or vulnerable groups, mirroring existing exceptions in Finnish, Lithuanian, and Polish legislation. They might also require a basic triaging identifying people with evident protection needs who are not being pushed back. They would also have to ascertain the bearing of the nebulous category of the ‘essence’ of fundamental rights (see also here, point 137 without giving any reasons). The concept of ‘essence’ was borrowed from German constitutional law where, tellingly, it does not have much practical bearing besides the proportionality test.

The real issue may be that, even if the standards remain unaffected, the way they are interpreted and applied, and the way in which values are considered and balanced may change significantly. That remains to be seen, but certainly whatever happens, the old expectations and applications may now be ripe for re-interpretation.

Wednesday, May 29, 2024

Part 8 (Part II, Chapter 7 UNGP: State Duty to Protect Human Rights, Foundational Principles ¶¶ 1-2)--Vetting the Discussion Draft: "The United Nations Guiding Principles for Business and Human Rights: A Commentary

 

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I fully understand and appreciate that there will always be legitimate differences in opinion about the appropriate role and most effective forms of legislation and other measures at national levels in implementing the UNGPs. But such debates need to be distinguished from assertions about what the UNGPs do or do not say—the text is there, 31 Principles with Commentaries. ('Letter from John Ruggie toSaskia Wilks and Johannes Blanenbach’ (19 September 2019) )
 

I have been working on the production of a comprehensive commentary of the United Nations Guiding Principles for Business and Human Rights.  This is a humbling task. It follows the production of both an official commentary, written in tandem with the UNGP itself, and a collective commentary of the UNGP undertaken by some of the most distinguished students of other fields of human rights, business, and its related fields of academic  study ( The UN Guiding Principles on Business and Human Rights: A Commentary (Barnali Choudhury (ed); Edward Elgar, 2023).  

I am at a point where I can start vetting portions of the draft. I hope to share those discussion drafts with a wider audience in hopes of getting feedback. In these posts I provide a short summary of the draft chapter and a link t access a 'pdf' version.  All draft chapters may be found on my Coalition for Peace & Ethics Website website at UNGP Commentary Page HERE.

With this post we move from Part I (On the Making of the UNGP), the five chapters of which introduced the reader to the background, context, and sources that contributed to the drafting and eventual endorsement if the UNGP. 
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Part II  (chapters 6-9) takes a deep dive into the substantive provisions of the UNGP--its General Principles and its thirty one (31) substantive principles divided into a State duty, a corporate responsibility, and a joint remedial obligation.  
 
Chapter 7 considers the Foundational Principles of the State duty to protect human rights. These consist of UNGP Principle 1 (the State duty) and Principle 2 (the State expectation of business respect for human rights).  With respect to each of these Principles the   text is first considered, followed by an examination of the official commentary as a means of adding some content to the text and perhaps suggesting intent. In both cases textual ambiguity and spaces for substantial interpretive scope are considered. Layered onto this is a consideration of authoritative interpretation and other glosses. 
 
The Chapter's conclusion may nicely set the tone for the much more detailed examination undertaken.

UNGP Principles 1 and 2 set out the foundational principles of the State duty to protect human rights. Those principles describe a set of mandatory duties (Principle 1) and a set of and urged practices (Principle 2) that would connect the State duty with the corporate responsibility through the guiding management of the State as the administrative agent of international law. Like the rest of the UNGP they are best not read as legal text. For lawyers that is hard. For functionaries in institutions—public, enterprise or civil society--this may be even harder, as the precision of legal text provides its own semiotics (a coded language with rules for interpretation and collective meaning making in an authoritative way) for embracing or avoiding duty or responsibility.[1] But neither are these foundational principles to be read as directions to public or private functionaries. They are expressions of policies—of political choice grounded in the expectations of a State’s legal and political culture, and overseen by those charged with the direction of the political apparatus of the State, on the one hand, and the management of business enterprises on the other. Policy documents may describe a set of preferred outcomes, but they tend to leave a sometimes significant space for determining the means by which that objective is to be reached. The SRSG made the objective of the UNGP quite clear—a "goal-belief that the imbalance between public and private sectors has created an imbalance in the impacts of economic activity on human rights, imbalances that need correction by better aligning private sector economic activity with public sector human rights guardrails.”[2] That goal-belief, in turn, is to be effectuated by “enhancing standards and practices with regard to business and human rights so as to achieve tangible results for affected individuals and communities, and thereby also contributing to as socially sustainable globalization.”[3]

Within that general objective that animates the UNGP as a whole, the State duty presents its own challenges—not as a cluster of legal commands and norms, but as a set of social norms that produce the foundational expectations through which systems of collective management become feasible. These were described by the SRSG in the 2008 SRSG Report 8/5:
The general nature of the duty to protect is well understood by human rights experts within governments and beyond. What seems less well internalized is the diverse array of policy domains through which States may fulfill this duty with respect to business activities, including how to foster a corporate culture respectful of human rights at home and abroad. This should be viewed as an urgent policy priority for governments - necessitated by the escalating exposure of people and communities to corporate-related abuses, and the growing exposure of companies to social risks they clearly cannot manage adequately on their own.[4]
It is within these premises that one can most usefully approach the foundational principles of the UNGP’s State duty to protect human rights. Those principles, in turn, are to be read against the general principles[5] that serve as the overall structure of the UNGP framework: (1) the State duty is undertaken, at a minimum, within a State’s specific obligations to do three things—to respect, to protect, and to fulfill human rights; (2) within that duty business enterprises are to be understood as specialized social organs functionally differentiated from other specialized social organs (for example civil society), all of which are required to undertake two sets of obligations—to comply with law and to respect human rights; (3) these obligations of the State and of business enterprises must be matched with appropriate remedy; (4) the duties and responsibilities apply to all States and business enterprises; (5) the principles are to be read as a coherent whole and interpreted to enhance standards and practices that achieve tangible results for rights bearers; (6) that the UNGP do not create but neither do they prohibit, and in some instance encourage, new international law obligations for States; and (7) the rights and duties described are to be applied fairly and to further apply the principle of non-discrimination.

Within those overarching premises, UNGP Principle 1 re-states the classical duty of States to undertake their duty to protect against human rights abuse. That duty of protection operates at its most acute within the State’s territory and/or jurisdiction. And it applies to human rights abuses by all third parties, with a specific emphasis on business enterprises. That duty is understood as requiring compliance with a State ‘s international legal obligation but also inviting a broader and more comprehensive view of the scope of the duty in every respect. That duty is not understood as a legal duty, though its sources are based, at a minimum, on the international legal obligations of States. Nonetheless, that duty is fulfilled by the taking of appropriate steps to undertake four inter-related actions with respect to such human rights abuse—prevention, investigation, punishment and redress. To those ends, the State is reminded that the duty is not fulfilled merely by the enactment and enforcement of law, but also by a combination of policy, legislation, regulation, and adjudication. The duty arises in law but is manifested in both the social language of politics, and in the formal disciplinary language of law.

In contrast, UNGP Principle 2 speaks to a “best practice” or “preferred course” (the "should") for States is to solidify their connection to and adherence of the UNGP Second Pillar Principles touching on the corporate responsibility to respect human rights.  That connection is neither fixed nor specified beyond the recommendation of the core expectation that business enterprises respect human rights everywhere they operate. Yet the Principle provides a quite road scope of discretion in setting the expectation details, and in the way that the State will guide compliance with those expectations, if only as a matter of policy, or as a matter of law. State may, consistent with Principle 2 merely express a preference for compliance, or they may adopt a comprehensive set of legal measures to ensure that a specific form of that compliance is undertaken. Principle 2, then, serves both as an invitation to draw States into global economic activity as agents of international law and norms, and to more tightly connect the markets driven social norm and private law grounded corporate responsibility with the compliance and law/policy accountability structures of public law. Even if the invitation to project national international obligations outward through the operations of locally domiciled enterprises, UNGP Principle 2 might serve as a means of more consciously coordinating the public duty of States and the private responsibility of enterprises each within their spheres of action, and each in accordance with their respective social functions.

With respect to both Principles, though, it is worth emphasizing that neither posits a single best or correct approach against which State action or choices may be measures. State duty, to the extent the State undertakes the narrowest approach, is limited to its international legal obligations, but it need not be. That is for the State to decide. Likewise, the setting out of State expectations that all business respect human rights may take contextually differentiated forms, though it need not. The State duty can apply with equal force to organizations of human rights defenders as it does to business enterprises, and even State organs, though it need not. The nature of appropriate steps to prevent, investigate, punish and redress may take on a vastly different set of forms, guided by the ruling ideology of a political-economic system, and the contextually variegated approaches to judging these tasks in themselves and against each other. The same applies to the choice of effective measures.

Reduced to their essence, though, there is a core set of expectations around which coherent structures can be developed. The object of duty are human rights abuses. The sources of those abuses are third parties, that include business enterprises. The toolkit for protecting against human rights abuses by third parties include prevention, investigation, punishment and redress. The means by which these tools can be invoked include the whole of the palette of State or public power—policies, legislation, regulation, and adjudication. And the measure against which all of this is to be judged is effectiveness. Likewise, best practice suggests an alignment between the 1st and 2nd pillars. This can be achieved through the development of a set of expectations that all business enterprises that a State may assert public power respect human rights. That expectation may reach the entirety of the business enterprise’s operations. Yet each of those terms may be understood and applied in quite distinct ways. All of this variation is plausibly consistent with the intent of the foundational principles. The rest is advocacy, ideology, politics, and power.
The Chapter 7 discussion draft may be accessed directly HERE (where revisions earlier chapters may also be accessed). The text of the draft of Chapter 7 as of the time of this posting also follows below along with its table of contents.


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7.1 Introduction

7.2 UNGP Principle 1

7.2.1. UNGP Principle 1: Text

7.2.2.UNGP Principle 1: Textual Commentary

7.2.3 UNGP Principle 1: Official Commentary

7.2.4 UNGP Principle 1: Authoritative Interpretation/Commentary

                                    7.2.4.1 The Travaux Préparatoires and the 2010 Draft

                                    7.2.4.2 Pre-Mandate Text

7.2.5 Other Glosses

7.2.6 Applications

7.3 UNGP Principle 2

7.3.1. UNGP Principle 2: Text

7.3.2.UNGP Principle 2: Textual Commentary

7.3.3 UNGP Principle 2: Official Commentary

7.3.4 UNGP Principle 2: Authoritative Interpretation/Commentary

                                    7.3.4.1 The Travaux Préparatoires and the 2010 Draft

                                    7.3.4.2 Pre-Mandate Text

7.3.5 Other Glosses

7.3.6 Applications

                  7.4 Conclusion

 

Sunday, March 05, 2023

Petra Sussner: "The Future of Sexual Orientation and Gender Identity in Human Rights Where Will European Consensus Take Us?"

 

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Petra Sussner,  a post-doctoral researcher at the Humboldt University of Berlin who also coordinates the DFG research project 'Claiming a Common World? Gender in Environmental Law and Climate Litigation' at the Center for Interdisciplinary Research at Bielefeld University, has written a quite interesting essay for the Völkerrechtsblog. Entitled, The Future of Sexual Orientation and Gender Identity in Human Rights: Where Will European Consensus Take Us?, the essay considers the state of power relationships, expressed as and through law, that serve as the way in which collectives impose certain rationalizations of the human body--or better put certain rationalizations of the way n which one considers the human body in the environment prepared and maintained for it by the state--and through the state, to social relations. Better put, in Dr. Susnner's words:

Over the last decades, the regulation of gender and sexuality has undergone major changes in Europe. From Athens to Reykjavik, same-sex unions are legal reality. States must no longer require surgical measures before they correct gender entries. So, is heteronormativity – the normative idea of binary and heterosexual gender hierarchies – still part of the bigger (legal) picture? (The Future of Sexual Orientation and Gender Identity)

To that ends, Dr. Sussner considers twp quite interesting cases--Affaire Y v. France (Requête no 76888/17), and Schalk and Kopf v. Austria (Application no. 30141/04)--"as examples to explore the negotiations of State’s obligations and European consensus in the area of gender and sexuality." (The Future of Sexual Orientation and Gender Identity). 

Affaire Y v. France focused on the protection of rights for intersex persons. There are two aspects of this focus.  The first touches on  the protection of rights, the second is on the broader political-cultural issue of attacking socio-generative principles of hetero-normativity and thus affect the fundamental framework within which rights are understood and applied. Tat two prong focus of the discussion sometimes makes for sloppy analysis (e.g., "intersex people challenge (violent) heteronormative practices including medically unnecessary surgeries on children or compulsory binary gender registration."The Future of Sexual Orientation and Gender Identity)).  In Affaire Y v. France, the complainant sought to challenge France's administrative assignment of Y as male. Y did not reject classification entirely (perhaps a more radical but conceptually stronger position in terms of limiting the rights of political authorities to interfere with the aut0nomous lives of its citizens) . Y merely sought to compel classification as "neutral" or "intersex." That request was denied by French authorities and eventually rationalized by a French court on two grounds: (1) the application of a perception standard and (2) an "effects" test of sorts, not focused on Y but on the integrity (as the authorities saw it) of the French legal system and the society managed thereunder. The perception standard was rejected by the ECtHR; the send was saved by application of the traditional rule of deference (the margins of appreciation standard) jurisprudence of the Court.   

A similar approach in Schalk and Kopf v. Austria from a decade agao but here the issue was the positive obligation of a state to provide access to the state of marraige without regard to the sexual or gender identities of the parties. The case was related on the basis of its reliance on  Goodwin v. United Kingdom where the court refused to apply the rule of deference under Art. 12 ECHR to exclude trans people in different-sex partnerships. The effirt was unsuccessful based on a more complicated (and polycentric) applicaiton of the f¡defe4rence rule of margins of appreciation:

Six out of 47 member States of the ECHR granted same-sex couples access to marriage (para. 58). So, in absence of a European consent, Member States were not obliged to provide for such access (also according to Art. 14 in conjunction with Art. 8 ECHR). However, in comparison with EU law, the Court also emphasized that the right to marry under Art. 9 of the Charter of Fundamental Rights of the European Union did not include a reference to “men and women”. Thus, this right would not “under all circumstances be limited to […] two persons of the opposite sex” (para. 61). (The Future of Sexual Orientation and Gender Identity)
And it is in those decisions--affirming the role of deference rules as the core the constitutional managerial role of the European Convention and its jurisprudence--that Dr. Sussner suggests the politics of jurisprudence remains a strong defense against the evolution of the ECtHR into a more politically positive instrument of European socio-generative movement. And what stands in the way, in this case, is the insistence on reliance on the formative principles of hetero-normativitiy as the baseline against which deference is considered. " This exercise of restraint is not only connected through the interpretative approach of European consensus. It is also preconditioned by a perspective that centres heteronormativity in terms of heterosexual gender binary. This becomes apparent in comparison with the German FCC ruling."  (The Future of Sexual Orientation and Gender Identity).

That leaves open the more fundamental question: what soial structres ought to be invoked where people within political-social collectives seek to transform (sometimes radically) the standard operating system of social relations and thus of its reflection in the political, legal, economic and cultural order maintained in and through states.  In Marxist-Leninist states that answer would be simple--it is to be undertaken by the vanguard of social forces organized as a communist party through such process and means as that vanguard imposes.  In theocracies, the answer is also simple: it is for the priestly caste, in their interpretation and invocation of the divine, through which such  efforts must be undertaken and in and through which such interpretations (always consistent with the eternal word but subject to the vagaries of human perception) may be undertaken. 

The matter is more complicated in liberal democratic states. Here its component parts produce the contradiction that is manifested in the ECtHR cases--the contradiction between liberal normativity and democratic foundations of the political order.  Liberal normativity and its development lies at the foundation of the current efforts to interrogate the constitution of sex and gender--and its political-economic role in the organization of coercive political collectives.  But the control of the narratives of liberal normativity do not speak to the systeic integrity at the foundation of the democratic part of liberal democracy. In that aspect, the political collective focuses on legitimacy and integrity, with an eye towards its fundamental obligation to serve the masses (however they are organized and expressed their individual desires through collective organization). Democratic legitimacy starts from the bottom--the autonomous individual--and works its way up. . . at least in theory.  But theory is important here for preservation of the systemic legitimacy necessary to develop and ultimately successfully challenge hetero-normativity.  And thus the power of margins of appreciation and rules of deference. It doe snot speak to the preservation of specific narratives of social relations--but to the process by which such transformations may in their turn be legitimated and eventually also challenged by what comes after. (discussed in “Inscribing Judicial Preferences into Our Basic Law: The Political Jurisprudence of European Margins of Appreciation As Constitutional Jurisprudence in the U.S.,” Tulsa Comparative & International Law Journal 7:327-373 (2000)).

The more interesting question, and the one raised by Dr, Sussner, is the extent to which current social narratives create structural barriers to the dialogue at the heart of the margins of appreciation doctrne. That is, that in this case hetero-normativity itself produces structural corruption of the sort that makes it impossible to effectively undertake the sort of consensus building at the Member State level at the heart of the doctrine. Dr. Sussner suggests that these impediments can be overcome , and certainly that appears to be the hope of ECtHR jurists. The real question, however, is both constitutional and political.  And that is a question that remains to be answered, perhaps in different ways, as one generation fades into another. And yet, what Dr. Sussner lays at the feet of the European Court might be better situated within the naitona constitutional orders within which the Court's authority is bounded.  Indeed, to the extent that structral impediments exist is ti precisely because within these constitutional orders, hetero-normativity is supposed to do just that; just as the replacement of hetero-normativity will  create its own self protective structures buried deep within  the normative structures of law, politics and culture. The stakes are high. But everyone knows that. The difficulty, as is always the case where a cultural fundamental is challenged, is that  deeply embedded normativity will not give way merely because a force (to their own way of thinking a leading social force) insists that it must be so. The slow hard hard work of getting the masses to embrace  fundamental cultural change--one that by its own terms eliminates the objection that its triumph will have tremendous consequences because indeed, that is its objective, in a democratic society is perhaps best undertaken within constitutional orders rather than above them, where as here, the change changes even the core analytical lens that a supra national entity would have to use.  

Dr. Sussner's excellent essay follows.

Tuesday, January 03, 2023

Algorithmic Governance and the Constitution of Inherent Bias of Data: Brief Reflection on the Völkerrechtsblog Symposium--Racial Profiling in Germany Part 5 (Observations on Lisa Washington, "Racist Police Practices")

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In Basu v. Germany (215/19; Judgment 18.10.2022 [Section III Information Note published; Text of 3rd Section here and here], the European Court of Human Rights (ECHR) considered the applicability of Article 14 (prohibition of discrimination) taken in conjunction with Article 8 (right to respect for private and family life) to the following set of facts:

In July 2012 two police officers carried out an identity check on the applicant, a German national of Indian origin, and his daughter, on a train which had just passed the border from the Czech Republic to Germany. The applicant asked the police officers why he was checked, and they said it was a random check. One of them later added that cigarettes were frequently smuggled on that train, but confirmed that there had not been any specific suspicion in respect of the applicant in this regard. The administrative courts declined to examine the merits of the applicant’s complaint about having been treated in a discriminatory manner by the identity check. (Basu v. Germany)

The ECHR concluded that (A) "the identity check by the police under these special circumstances had had sufficiently serious consequences for his right to respect for his private life. The identity check in question therefore felt within the ambit of Article 8;" and (B) "the State authorities had failed to comply with their duty to take all reasonable measures to ascertain through an independent body whether or not a discriminatory attitude had played a role in the identity check, and thus had failed to carry out an effective investigation in this regard." (Ibid.). 

The folks at the Völkerrechtsblog have now confronted this issue in a very interesting online symposium: Racial Profiling in Germany. "In this symposium, scholars reflect on the European Court of Human Rights’ recent Basu v. Germany decision. They situate the decision within recent conversations surrounding race and racism in Germany and in international human rights discourse more broadly." (Racial Profiling in Germany Symposium). The Symposium Introduction provides a nice description:

In Basu v. Germany, an international body reminded Germany once again of its less-than-perfect human rights record regarding racial discrimination. In this case, the European Court of Human Rights (ECtHR) ruled that Germany had violated the right to privacy according to Article 8 of the European of Human Rights (ECHR) in conjunction with the right to non-discrimination (Article 14 ECHR) by failing to provide a proper and independent investigation into allegations of racial profiling. This symposium takes the decision as a starting point to reflect on the practice of racial profiling in Germany and, more generally, on the place of race and racism in Germany and in international human rights discourse. (Racial Profiling in Germany )

The excellent symposium essays seek to translate the practices at issue in Basu v. Germany into the language of race and racism (and this appears to be an easy case in that respect given the sensibilities of the times). At the same time, the essays provide a doorway through which it might also be worth looking at the larger issues lurking in the background.  

I will be posting the Symposium contributions here and will also contribute some brief reflections and engagement with each of the excellent and thought provoking contributions. For this Part 5 we consider Lisa Washington, "Racist Police Practices: Centering Marginalized Voices in German Political & Academic Discourse"). Using Basu v. Germany as a centering point, Washington elaborates a critical point: Basu "must be understood against the backdrop of decades-long advocacy against racial profiling by marginalized people, including the plaintiff himself. In his case, it took a decade of strategic litigation alongside a lawyer willing to contest mainstream accounts of the police as unbiased enforcers of neutral laws." Basu  serves as the culminating point of a years-long project of legal and political semiotics. Political and legal communities must first see something in a particular way before they can apply their mechanics of meaning making, as well as their ordinary hermeneutics, to 'solve' an problem that had remained invisible in plain sight. To give meaning to an object, or a condition, or a relationship, then is a pre-condition to the application of even the ordinary mechanisms of law and politics to its resolution. Two quite interesting consequences may follow from the analysis.  The first suggests that traditional notions of intent in law must be reconsidered or abandoned in the face of a showing a racist bias in legal or social structures. In that sense, Basu got it wrong; rather than focus on individual decision-making, an effects test ought to have been the basis of the rule. The second is that racialized data remains fundamentally important; but it is the way that data is harvested and signified, and the way that is it used, that becomes the central element of politics.
 
 The implications for data based analytics can be profound.

Other Essays and Reflections produced for this online symposium may be accessed here:

Part I Introduction

Part 2 Observations on the Case Information Note 

Part 3: Observations on Elisabeth Kaneza, "Human Rights Standards for Accountability and Effective Remedies.

Part 4: Observations on Anna Hankings-Evans, "Race and Empire in International Law"

Part 5: Observations on Lisa Washington, "Racist Police Practices"

 

Tuesday, December 20, 2022

Algorithmic Governance and the Constitution of Inherent Bias of Data: Brief Reflection on the Völkerrechtsblog Symposium--Racial Profiling in Germany Part 4 (Observations on Anna Hankings-Evans, "Race and Empire in International Law")


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In Basu v. Germany (215/19; Judgment 18.10.2022 [Section III Information Note published; Text of 3rd Section here and here], the European Court of Human Rights (ECHR) considered the applicability of Article 14 (prohibition of discrimination) taken in conjunction with Article 8 (right to respect for private and family life) to the following set of facts:

In July 2012 two police officers carried out an identity check on the applicant, a German national of Indian origin, and his daughter, on a train which had just passed the border from the Czech Republic to Germany. The applicant asked the police officers why he was checked, and they said it was a random check. One of them later added that cigarettes were frequently smuggled on that train, but confirmed that there had not been any specific suspicion in respect of the applicant in this regard. The administrative courts declined to examine the merits of the applicant’s complaint about having been treated in a discriminatory manner by the identity check. (Basu v. Germany)

The ECHR concluded that (A) "the identity check by the police under these special circumstances had had sufficiently serious consequences for his right to respect for his private life. The identity check in question therefore felt within the ambit of Article 8;" and (B) "the State authorities had failed to comply with their duty to take all reasonable measures to ascertain through an independent body whether or not a discriminatory attitude had played a role in the identity check, and thus had failed to carry out an effective investigation in this regard." (Ibid.). 

The folks at the Völkerrechtsblog have now confronted this issue in a very interesting online symposium: Racial Profiling in Germany. "In this symposium, scholars reflect on the European Court of Human Rights’ recent Basu v. Germany decision. They situate the decision within recent conversations surrounding race and racism in Germany and in international human rights discourse more broadly." (Racial Profiling in Germany Symposium). The Symposium Introduction provides a nice description:

In Basu v. Germany, an international body reminded Germany once again of its less-than-perfect human rights record regarding racial discrimination. In this case, the European Court of Human Rights (ECtHR) ruled that Germany had violated the right to privacy according to Article 8 of the European of Human Rights (ECHR) in conjunction with the right to non-discrimination (Article 14 ECHR) by failing to provide a proper and independent investigation into allegations of racial profiling. This symposium takes the decision as a starting point to reflect on the practice of racial profiling in Germany and, more generally, on the place of race and racism in Germany and in international human rights discourse. (Racial Profiling in Germany )

The excellent symposium essays seek to translate the practices at issue in Basu v. Germany into the language of race and racism (and this appears to be an easy case in that respect given the sensibilities of the times). At the same time, the essays provide a doorway through which it might also be worth looking at the larger issues lurking in the background.  

I will be posting the Symposium contributions here and will also contribute some brief reflections and engagement with each of the excellent and thought provoking contributions. For this Part 4 we consider Anna Hankings-Evans, "excellent essay, "Race and Empire in International Law." Using the Basu decision "as an entry-point and example," and drawing from the insights of Critical Race Theory, Hankings-Evans argues that "both the structuring power of ‘race’ and its marginalization are a product of the history of international law and its construction of the 'other'.” (Hankings-Evans essay). Basu, then, while a strep in a preferred direction for conception and application of anti-discrimination principles, requires further development. Hankings-Evans then astutely criticizes the jurisprudential conception of neutrality in the context of an objective and reasonable test.  The rationale is well known--objective subjectivity is both  deeply historically embedded and ideologically constructed. Because, it is argued, international law cannot be detached from its history, and that history structurally embeds the animating notion of racial and ethnic categories as a useful means of ordering the hierarchy of political communities as a basis for constructing pre-21st century imperial orders, the failure to interrogate of whiteness (the whiteness of international law), and individuated administrative subjectivity (intent) in the German context reduces the relevance and value of the jurisprudence. The implications for data based analytics can be profound.

Other Essays and Reflections produced for this online symposium may be accessed here:

Part I Introduction

Part 2 Observations on the Case Information Note 

Part 3: Observations on Elisabeth Kaneza, "Human Rights Standards for Accountability and Effective Remedies.

Part 4: Observations on Anna Hankings-Evans, "Race and Empire in International Law"

Part 5: Observations on Lisa Washington, "Racist Police Practices"

Sunday, December 18, 2022

Algorithmic Governance and the Constitution of Inherent Bias of Data: Brief Reflection on the Völkerrechtsblog Symposium--Racial Profiling in Germany Part 3 (Observations on Elisabeth Kaneza', "Human Rights Standards for Accountability and Effective Remedies")

Pix Credit here

 


In Basu v. Germany (215/19; Judgment 18.10.2022 [Section III Information Note published; Text of 3rd Section here and here], the European Court of Human Rights (ECHR) considered the applicability of Article 14 (prohibition of discrimination) taken in conjunction with Article 8 (right to respect for private and family life) to the following set of facts:

In July 2012 two police officers carried out an identity check on the applicant, a German national of Indian origin, and his daughter, on a train which had just passed the border from the Czech Republic to Germany. The applicant asked the police officers why he was checked, and they said it was a random check. One of them later added that cigarettes were frequently smuggled on that train, but confirmed that there had not been any specific suspicion in respect of the applicant in this regard. The administrative courts declined to examine the merits of the applicant’s complaint about having been treated in a discriminatory manner by the identity check. (Basu v. Germany)

The ECHR concluded that (A) "the identity check by the police under these special circumstances had had sufficiently serious consequences for his right to respect for his private life. The identity check in question therefore felt within the ambit of Article 8;" and (B) "the State authorities had failed to comply with their duty to take all reasonable measures to ascertain through an independent body whether or not a discriminatory attitude had played a role in the identity check, and thus had failed to carry out an effective investigation in this regard." (Ibid.). 

The folks at the Völkerrechtsblog have now confronted this issue in a very interesting online symposium: Racial Profiling in Germany. "In this symposium, scholars reflect on the European Court of Human Rights’ recent Basu v. Germany decision. They situate the decision within recent conversations surrounding race and racism in Germany and in international human rights discourse more broadly." (Racial Profiling in Germany Symposium). The Symposium Introduction provides a nice description:

In Basu v. Germany, an international body reminded Germany once again of its less-than-perfect human rights record regarding racial discrimination. In this case, the European Court of Human Rights (ECtHR) ruled that Germany had violated the right to privacy according to Article 8 of the European of Human Rights (ECHR) in conjunction with the right to non-discrimination (Article 14 ECHR) by failing to provide a proper and independent investigation into allegations of racial profiling. This symposium takes the decision as a starting point to reflect on the practice of racial profiling in Germany and, more generally, on the place of race and racism in Germany and in international human rights discourse. (Racial Profiling in Germany )

The excellent symposium essays seek to translate the practices at issue in Basu v. Germany into the language of race and racism (and this appears to be an easy case in that respect given the sensibilities of the times). At the same time, the essays provide a doorway through which it might also be worth looking at the larger issues lurking in the background.  

I will be posting the Symposium contributions here and will also contribute some brief reflections and engagement with each of the excellent and thought provoking contributions. For this Part 3 we consider Elisabeth Kaneza's excellent essay, "Human Rights Standards for Accountability and Effective Remedies." Kaneza focuses on a legal and normative construction of profiling--in the context of information that is or can have discriminatory effects. The essay is particularly useful for helping to unpack the issue of definition (of profiling) and with it the normative baseline from which such definitional possibilities may be identified. The three standards for triggering remediation of prohibited discrimination--(1) "mainly prompted"; (2) "objective and reasonable justification"; (3) "to any degree"--are usefully compared to the standard that appears to be emerging from  Basu v. Germany and its two part "severity" standard. Kaneza makes a case for the "to any degree" standard; my observations suggest consequences for data driven descriptive and predictive analytics. 

Other Essays and Reflections produced for this online symposium may be accessed here:

Part I Introduction

Part 2 Observations on the Case Information Note 

Part 3: Observations on Elisabeth Kaneza, "Human Rights Standards for Accountability and Effective Remedies.

Part 4: Observations on Anna Hankings-Evans, "Race and Empire in International Law"

Part 5: Observations on Lisa Washington, "Racist Police Practices"

Saturday, December 17, 2022

Algorithmic Governance and the Constitution of Inherent Bias of Data: Brief Reflection on the Völkerrechtsblog Symposium--Racial Profiling in Germany Part 2 (Observations on the Case Information Note)

 

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In Basu v. Germany (215/19; Judgment 18.10.2022 [Section III Information Note published]; Text of 3rd Section here and below), the European Court of Human Rights (ECHR) considered the applicability of Article 14 (prohibition of discrimination) taken in conjunction with Article 8 (right to respect for private and family life) to the following set of facts:

In July 2012 two police officers carried out an identity check on the applicant, a German national of Indian origin, and his daughter, on a train which had just passed the border from the Czech Republic to Germany. The applicant asked the police officers why he was checked, and they said it was a random check. One of them later added that cigarettes were frequently smuggled on that train, but confirmed that there had not been any specific suspicion in respect of the applicant in this regard. The administrative courts declined to examine the merits of the applicant’s complaint about having been treated in a discriminatory manner by the identity check. (Basu v. Germany)

The ECHR concluded that (A) "the identity check by the police under these special circumstances had had sufficiently serious consequences for his right to respect for his private life. The identity check in question therefore felt within the ambit of Article 8;" and (B) "the State authorities had failed to comply with their duty to take all reasonable measures to ascertain through an independent body whether or not a discriminatory attitude had played a role in the identity check, and thus had failed to carry out an effective investigation in this regard." (Ibid.). 

The folks at the Völkerrechtsblog have now confronted this issue in a very interesting online symposium: Racial Profiling in Germany. "In this symposium, scholars reflect on the European Court of Human Rights’ recent Basu v. Germany decision. They situate the decision within recent conversations surrounding race and racism in Germany and in international human rights discourse more broadly." (Racial Profiling in Germany Symposium). The Symposium Introduction provides a nice description:

In Basu v. Germany, an international body reminded Germany once again of its less-than-perfect human rights record regarding racial discrimination. In this case, the European Court of Human Rights (ECtHR) ruled that Germany had violated the right to privacy according to Article 8 of the European of Human Rights (ECHR) in conjunction with the right to non-discrimination (Article 14 ECHR) by failing to provide a proper and independent investigation into allegations of racial profiling. This symposium takes the decision as a starting point to reflect on the practice of racial profiling in Germany and, more generally, on the place of race and racism in Germany and in international human rights discourse. (Racial Profiling in Germany )

The excellent symposium essays seek to translate the practices at issue in Basu v. Germany into the language of race and racism (and this appears to be an easy case in that respect given the sensibilities of the times). At the same time, the essays provide a doorway through which it might also be worth looking at the larger issues lurking in the background.  

I will be posting the Symposium contributions here and will also contribute some brief reflections and engagement with each of the excellent and thought provoking contributions. For this Part 2 we consider the information Note that summarizes the key part of the ECHR determination.  The textual analysis is useful for unpacking the complexity beneath what can appear, on a its surface, to be an unremarkable jurisprudence. The issue is not so much the elaboration of an anti-discrimination jurisprudence in general, and as a constraint on the police power more specifically; the issue is that development in the context of the construction and application of data driven analytical and operational tools, both to enhance racial justice and to profile targets of enforcement. What appears simple at first blush becomes more complicated where the legitimacy of data, analytics and its application may depend as much on intent and objective as it does on the inherent qualities of the data or the analytics. More complicated still is the use of forbidden analytics and application to police those constraints. 

Other Essays and Reflections produced for this online symposium may be accessed here:

Part I Introduction

Part 2 Observations on the Case Information Note 

Part 3: Observations on Elisabeth Kaneza, "Human Rights Standards for Accountability and Effective Remedies

Part 4: Observations on Anna Hankings-Evans, "Race and Empire in International Law"

Part 5: Observations on Lisa Washington, "Racist Police Practices"

Tuesday, December 13, 2022

Algorithmic Governance and the Constitution of Inherent Bias of Data: Brief Reflection on the Völkerrechtsblog Symposium--Racial Profiling in Germany Part 1 (Sué González Hauck, Symposium Introduction)

 


 As both liberal democratic and Marxist-Leninist societies lurch inexorably forward in the construction of  systems of algorithmic governance, the transposition of political and normative preferences of society becomes a more significant and immediate issue.  That transposition is necessary because, like words, neither data nor analytics has an ideology or a morality.  Neither is inherently politically sensitive; and both have little regard to social taboos.  That detachment produces the danger--that data and analytics can be weaponized to undermine social taboos, or in the case of the early 21st century--the concentrated efforts of leading forces in both liberal democratic and Marxist-Leninist states to engineer a specific form of morality, and of social relations in the instruments of collective control.  This is neither a terrible thing nor unusual in any respect.  But it is an insight that must be foregrounded to avoid the great error of contemporary debates about the mechanisms of social control--that data, information or analytics is inherently imbued with a soul and a consciousness or character sufficient to express a forbidden bias given the proclivities and objectives of leading ideology (expressed either in constitutional law or in the general program of leading forces constituted as the organized holders of political authority). 

That error, and especially the consequences of investing data, information, or analytics, with an inherent moral character, continues to spice the still nascent and efforts by the vanguards of the traditional legal and constitutional orders to confront and embed these modalities--these languages and forms--of law within their political, economic, social, and political systems. In the liberal democratic West, where many states continue to wrestle with the aftermath and consequences of a race and ethnic based colonial and imperial system, the issues become acute and usually erupt where they touch on race (however constructed and deployed in national context). The issues are compounded where retrograde elements of society, still under socialized to the realities of contemporary social justice moralities (however manifested in local context).

 The folks at the Völkerrechtsblog have now confronted this issue in a very interesting online symposium: Racial Profiling in Germany. "In this symposium, scholars reflect on the European Court of Human Rights’ recent Basu v. Germany decision (215/19; Judgment 18.10.2022 [Section III Information Note published; Text of 3rd Section here and here]. They situate the decision within recent conversations surrounding race and racism in Germany and in international human rights discourse more broadly." (Racial Profiling in Germany Symposium). The Symposium Introduction provides a nice description:

In Basu v. Germany, an international body reminded Germany once again of its less-than-perfect human rights record regarding racial discrimination. In this case, the European Court of Human Rights (ECtHR) ruled that Germany had violated the right to privacy according to Article 8 of the European of Human Rights (ECHR) in conjunction with the right to non-discrimination (Article 14 ECHR) by failing to provide a proper and independent investigation into allegations of racial profiling. This symposium takes the decision as a starting point to reflect on the practice of racial profiling in Germany and, more generally, on the place of race and racism in Germany and in international human rights discourse. (Racial Profiling in Germany )

While the symposium seeks to translate the practices at issue in Basu v. Germany into the language of race and racism ( and this appears to be an easy case in that respect given the sensibilities of the times), it may be worth looking at the larger issues lurking in the background.  

I will be posting the Symposium contributions here and will also contribute some brief reflections and engagement with each of the excellent and thought provoking contributions. For this Part 1 we consider Dr. Sué González Hauck's excellent introduction.

If racism can be understood as a manifestation of profiling for the wrong reasons--that is through an analytics that presupposes that race inevitably triggers something-- does it follow that race is inherently racist as a point of data (that cannot be true if one is looking at this from a racial justice or reparations perspective for example). If that is not the case, then might the issue be the challenge of transforming the use of race in analytics, preserving its criticality in data based governance; or perhaps the equally challenging confrontation with the issue of the gaps between academic, political, cultural, and legal approaches to the identification of data on the basis of taxonomies that may reflect current culture but that have been slated fr transformation by elites.  We return, in an odd and roundabout way to an insight somewhat inadvertently identified a generation ago in Posner's 1992 Sex and Reason or more pointedly as the signification of things (Culturally Significant Speech: Law, Courts, Society, and Racial Equity). In other words, in an algorithmically focused governance color, though in itself not a crime or an element of criminality (for example), it have operational significance. 

That raises a number of questions that touch on the evolving conversations in developed states about the nature and role of multi-ethnic, religious and racial societies, which itself continues a conversation first seriously attempted in the aftermath of the decision to break up some of the European Empires in 1918. Among them: is it even possible to consider such characteristics if they are connected to historical cultural assumptions? would it make a difference if bias is exercised by an individual officer rather than systematically? does balancing the costs and benefits of the recognition and use of such data for predictive or descriptive analytics serve a useful function? how does one distinguish between the use of such data for positive purposes (racial or social justice campaigns and policies) but not in others (eg policing)? More generally profiling, when attached to elaborated systems of interlinked predictive or descriptive analytics nudges further thinking about the  way that constitutional principle affect or ought to affect  the signification of something (like color) in law, economics, politics, and social relations.

The repercussions are significant. They touch on issues of compliance and accountability--as it moves towards a more metrics based set of forms.  It also suggests the difficulty of race based therapeutics--racial justice requires  the development of a semiotics of race (for example--also gender and other privileged categories), but those categories are also the subject of what may be forbidden to states and other actors. That suggests both the need for a greater development of the ideologies of data recognition around sensitive "facts" and the broader discussion about the use of that data (bias) both as a category and as an object of analytics. One is only at the beginning of these conversations.

Other Essays and Reflections produced for this online symposium may be accessed here:

Part I Introduction

Part 2 Observations on the Case Information Note 

Part 3: Observations on Elisabeth Kaneza, "Human Rights Standards for Accountability and Effective Remedies.

        Part 4: Observations on Anna Hankings-Evans, "Race and Empire in International Law"

 Part 5: Observations on Lisa Washington, "Racist Police Practices"